- Partner with Front Office to conduct Customer Due Diligence (CDD) to ensure full compliance with AML/ KYC related policies and regulatory requirements / expectations during onboarding and CDD reviews
- Effectively and efficiently manage CDD reviews and onboarding requests to ensure timely completion
- Handling internal and external customer queries in view of the stringent regulatory requirements
- Highlight deficiencies, suspicious or other non-compliance issues to relevant parties and management
- Participate actively in adhoc initiatives to enhance internal operational efficiency, employee journey and customer experience
- Provide coaching to junior team members to uplift overall standards
- Keep abreast of local and global AML / CFT developments that impact due diligence and ensure compliance with all other controls and processes
Job Requirements
- University Graduate, preferably in Finance
- At least 2+ years of CDD/KYC or risk & control related experience
- Fluency in English and Chinese (written and spoken)
- Good business writing, analytical, and communication skills
- Knowledge of regulatory frameworks related to AML and sanctions
- Strong sense of risk awareness, knowledge of business environment and industry developments within the Asia Pacific region.
